James Robert Anderson - 21 Feb 2024 Form 4 Insider Report for LATTICE SEMICONDUCTOR CORP (LSCC)

Role
President, CEO, Director
Signature
/s/ Tracy Feanny, Attorney in Fact For: James Robert Anderson
Issuer symbol
LSCC
Transactions as of
21 Feb 2024
Net transactions value
-$6,222,334
Form type
4
Filing time
23 Feb 2024, 15:44:30 UTC
Previous filing
21 Feb 2024
Next filing
25 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LSCC Common Stock Options Exercise $247,200 +30,000 +3.6% $8.24 873,863 21 Feb 2024 Direct
transaction LSCC Common Stock Sale $1,400,634 -19,603 -2.2% $71.45 854,260 21 Feb 2024 Direct F1, F2
transaction LSCC Common Stock Sale $748,064 -10,397 -1.2% $71.95 843,863 21 Feb 2024 Direct F1, F3
transaction LSCC Common Stock Sale $1,266,777 -17,396 -2.1% $72.82 826,467 22 Feb 2024 Direct F1, F4
transaction LSCC Common Stock Sale $2,964,281 -40,210 -4.9% $73.72 786,257 22 Feb 2024 Direct F1, F5
transaction LSCC Common Stock Sale $89,777 -1,202 -0.15% $74.69 785,055 22 Feb 2024 Direct F1, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LSCC Non-Qualified Stock Option (right to buy) Options Exercise $0 -30,000 -17% $0.000000 144,363 21 Feb 2024 Common Stock 30,000 $8.24 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.
F2 This transaction was executed in multiple trades at prices ranging from $70.71 to $71.70. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F3 This transaction was executed in multiple trades at prices ranging from $71.71 to $72.28. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F4 This transaction was executed in multiple trades at prices ranging from $72.21 to $73.20. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F5 This transaction was executed in multiple trades at prices ranging from $73.21 to $74.15. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F6 This transaction was executed in multiple trades at prices ranging from $74.68 to $74.72. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.