James Robert Anderson - Feb 21, 2024 Form 4 Insider Report for LATTICE SEMICONDUCTOR CORP (LSCC)

Role
President, CEO, Director
Signature
/s/ Tracy Feanny, Attorney in Fact For: James Robert Anderson
Stock symbol
LSCC
Transactions as of
Feb 21, 2024
Transactions value $
-$6,222,334
Form type
4
Date filed
2/23/2024, 03:44 PM
Previous filing
Feb 21, 2024
Next filing
Apr 25, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LSCC Common Stock Options Exercise $247K +30K +3.56% $8.24 874K Feb 21, 2024 Direct
transaction LSCC Common Stock Sale -$1.4M -19.6K -2.24% $71.45 854K Feb 21, 2024 Direct F1, F2
transaction LSCC Common Stock Sale -$748K -10.4K -1.22% $71.95 844K Feb 21, 2024 Direct F1, F3
transaction LSCC Common Stock Sale -$1.27M -17.4K -2.06% $72.82 826K Feb 22, 2024 Direct F1, F4
transaction LSCC Common Stock Sale -$2.96M -40.2K -4.87% $73.72 786K Feb 22, 2024 Direct F1, F5
transaction LSCC Common Stock Sale -$89.8K -1.2K -0.15% $74.69 785K Feb 22, 2024 Direct F1, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LSCC Non-Qualified Stock Option (right to buy) Options Exercise $0 -30K -17.21% $0.00 144K Feb 21, 2024 Common Stock 30K $8.24 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.
F2 This transaction was executed in multiple trades at prices ranging from $70.71 to $71.70. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F3 This transaction was executed in multiple trades at prices ranging from $71.71 to $72.28. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F4 This transaction was executed in multiple trades at prices ranging from $72.21 to $73.20. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F5 This transaction was executed in multiple trades at prices ranging from $73.21 to $74.15. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F6 This transaction was executed in multiple trades at prices ranging from $74.68 to $74.72. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.