Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
holding | FNCB | COMMON STOCK | 1.03K | Dec 31, 2023 | Direct | F1 | |||||
holding | FNCB | COMMON STOCK | 6.87K | Dec 31, 2023 | By Chiaro Investment Services, LLC | F2 | |||||
holding | FNCB | COMMON STOCK | 18.5K | Dec 31, 2023 | By Chiaro Investment Services, LLC | F3 |
Id | Content |
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F1 | The amount includes 14.133 shares acquired on 9/15/2023 and 13.539 shares acquired on 12/15/2023 under the Issuer's Dividend Reinvestment and Stock Purchase Plan. |
F2 | This amount represents 6,874 restricted shares of Issuer's common stock that were released effective 5/15/2023 (2,648 shares), 8/15/2023 (2,046 shares), and 11/15/2023 (2,180 shares). The restricted shares of common stock were released based on the achievement of quarterly net commissions and fees in accordance with a schedule set forth in the Purchase Agreement. |
F3 | Reflects remaining restricted shares of Issuer's common stock that were issued in connection with the purchase of substantially all of the assets of Chiaro Investment Services, LLC pursuant to the Asset Purchase Agreement dated September 30, 2022 and consummated on the same date ("Purchase Agreement"). The remaining restricted shares of common stock will be released based on the achievement of quarterly net commissions and fees in accordance with a schedule set forth in the Purchase Agreement. Any shares not eligible to be released by August 15, 2027 will be forfeited and canceled. |