Eric J. Sorenson Jr - Dec 31, 2023 Form 5/A Insider Report for BANK OF THE JAMES FINANCIAL GROUP INC (BOTJ)

Role
EVP
Signature
/s/ Eric J. Sorenson, Jr,
Stock symbol
BOTJ
Transactions as of
Dec 31, 2023
Transactions value $
$6,822
Form type
5/A
Date filed
2/6/2024, 11:19 AM
Date Of Original Report
Feb 6, 2024
Previous filing
May 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BOTJ Common Stock, Par Value 2.14 Small acquisition under Rule 16a-6 $783 +85.2 +4.18% $9.19 2.12K May 17, 2023 Direct F1
transaction BOTJ Common Stock, Par Value 2.14 Small acquisition under Rule 16a-6 $784 +86.4 +4.07% $9.07 2.21K Jun 21, 2023 Direct F1
transaction BOTJ Common Stock, Par Value 2.14 Small acquisition under Rule 16a-6 $33.50 +3.7 +0.17% $9.07 2.21K Jun 21, 2023 Direct F1
transaction BOTJ Common Stock, Par Value 2.14 Small acquisition under Rule 16a-6 $784 +71 +3.09% $11.04 2.37K Aug 17, 2023 Direct F1
transaction BOTJ Common Stock, Par Value 2.14 Small acquisition under Rule 16a-6 $783 +71.9 +3.04% $10.89 2.44K Sep 19, 2023 Direct F1
transaction BOTJ Common Stock, Par Value 2.14 Small acquisition under Rule 16a-6 $52.90 +4.86 +0.2% $10.89 2.44K Sep 19, 2023 Direct F1
transaction BOTJ Common Stock, Par Value 2.14 Small acquisition under Rule 16a-6 $1.18K +116 +4.76% $10.10 2.56K Oct 18, 2023 Direct F1
transaction BOTJ Common Stock, Par Value 2.14 Small acquisition under Rule 16a-6 $784 +78.4 +3.06% $10.00 2.64K Nov 17, 2023 Direct F1
transaction BOTJ Common Stock, Par Value 2.14 Small acquisition under Rule 16a-6 $784 +73.3 +2.78% $10.70 2.71K Dec 12, 2023 Direct F1
transaction BOTJ Common Stock, Par Value 2.14 Small acquisition under Rule 16a-6 $74.70 +6.98 +0.26% $10.70 2.72K Dec 12, 2023 Direct F1
transaction BOTJ Common Stock, Par Value 2.14 Small acquisition under Rule 16a-6 $784 +81.7 +3.7% $9.59 2.29K Jul 19, 2023 Direct F1
holding BOTJ Common Stock, Par Value 2.14 633 Dec 31, 2023 Owned by partnership of which Mr. Sorenson is a 50% owner
holding BOTJ Common Stock, Par Value 2.14 921 Dec 31, 2023 Owned by limited liability company of which Mr. Sorenson is a manager
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Adoption date of referenced 10b5-1(c) plan is: 11/15/2022