Eric J. Sorenson Jr. - 31 Dec 2023 Form 5/A Insider Report for BANK OF THE JAMES FINANCIAL GROUP INC (BOTJ)

Role
EVP
Signature
/s/ Eric J. Sorenson, Jr,
Issuer symbol
BOTJ
Transactions as of
31 Dec 2023
Net transactions value
+$6,822
Form type
5/A
Filing time
06 Feb 2024, 11:19:16 UTC
Date Of Original Report
06 Feb 2024
Previous filing
05 May 2023
Next filing
13 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BOTJ Common Stock, Par Value 2.14 Small acquisition under Rule 16a-6 $783 +85 +4.2% $9.19 2,124 17 May 2023 Direct F1
transaction BOTJ Common Stock, Par Value 2.14 Small acquisition under Rule 16a-6 $784 +86 +4.1% $9.07 2,210 21 Jun 2023 Direct F1
transaction BOTJ Common Stock, Par Value 2.14 Small acquisition under Rule 16a-6 $33.52 +4 +0.17% $9.07 2,214 21 Jun 2023 Direct F1
transaction BOTJ Common Stock, Par Value 2.14 Small acquisition under Rule 16a-6 $784 +71 +3.1% $11.04 2,367 17 Aug 2023 Direct F1
transaction BOTJ Common Stock, Par Value 2.14 Small acquisition under Rule 16a-6 $783 +72 +3% $10.89 2,439 19 Sep 2023 Direct F1
transaction BOTJ Common Stock, Par Value 2.14 Small acquisition under Rule 16a-6 $52.92 +5 +0.2% $10.89 2,444 19 Sep 2023 Direct F1
transaction BOTJ Common Stock, Par Value 2.14 Small acquisition under Rule 16a-6 $1,176 +116 +4.8% $10.10 2,560 18 Oct 2023 Direct F1
transaction BOTJ Common Stock, Par Value 2.14 Small acquisition under Rule 16a-6 $784 +78 +3.1% $10.00 2,638 17 Nov 2023 Direct F1
transaction BOTJ Common Stock, Par Value 2.14 Small acquisition under Rule 16a-6 $784 +73 +2.8% $10.70 2,712 12 Dec 2023 Direct F1
transaction BOTJ Common Stock, Par Value 2.14 Small acquisition under Rule 16a-6 $74.68 +7 +0.26% $10.70 2,719 12 Dec 2023 Direct F1
transaction BOTJ Common Stock, Par Value 2.14 Small acquisition under Rule 16a-6 $784 +82 +3.7% $9.59 2,292 19 Jul 2023 Direct F1
holding BOTJ Common Stock, Par Value 2.14 633 31 Dec 2023 Owned by partnership of which Mr. Sorenson is a 50% owner
holding BOTJ Common Stock, Par Value 2.14 921 31 Dec 2023 Owned by limited liability company of which Mr. Sorenson is a manager
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Adoption date of referenced 10b5-1(c) plan is: 11/15/2022