Richard Sun - Dec 31, 2023 Form 5 Insider Report for CATHAY GENERAL BANCORP (CATY)

Role
Director
Signature
/s/ Georgia Lo, attorney-in-fact
Stock symbol
CATY
Transactions as of
Dec 31, 2023
Transactions value $
$0
Form type
5
Date filed
1/29/2024, 08:40 PM
Previous filing
Apr 27, 2023
Next filing
Apr 16, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CATY Common Stock 1.1K Dec 31, 2023 By spouse
holding CATY Common Stock 17.3K Dec 31, 2023 By JKLM Limited Partnership
holding CATY Common Stock 4.2K Dec 31, 2023 by Ivy Sun Separate Trust
holding CATY Common Stock 5.8K Dec 31, 2023 by RIS Family Limited Partnership
holding CATY Common Stock 1.6K Dec 31, 2023 by Michael Sun Trust
holding CATY Common Stock 1.8K Dec 31, 2023 by Lin-Chih Corporation
holding CATY Common Stock 1K Dec 31, 2023 Direct F1
holding CATY Common Stock 15.4K Dec 31, 2023 By Sun Trust F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On May 25, 2023, 2,536 shares of common stock of Cathay General Bancorp were transferred from direct ownership to the Sun Trust as indirect ownership, without the payment of any consideration.