Richard Sun - 31 Dec 2023 Form 5 Insider Report for CATHAY GENERAL BANCORP (CATY)

Role
Director
Signature
/s/ Georgia Lo, attorney-in-fact
Issuer symbol
CATY
Transactions as of
31 Dec 2023
Net transactions value
$0
Form type
5
Filing time
29 Jan 2024, 20:40:19 UTC
Previous filing
27 Apr 2023
Next filing
16 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CATY Common Stock 1,100 31 Dec 2023 By spouse
holding CATY Common Stock 17,315 31 Dec 2023 By JKLM Limited Partnership
holding CATY Common Stock 4,200 31 Dec 2023 by Ivy Sun Separate Trust
holding CATY Common Stock 5,800 31 Dec 2023 by RIS Family Limited Partnership
holding CATY Common Stock 1,600 31 Dec 2023 by Michael Sun Trust
holding CATY Common Stock 1,800 31 Dec 2023 by Lin-Chih Corporation
holding CATY Common Stock 1,000 31 Dec 2023 Direct F1
holding CATY Common Stock 15,422 31 Dec 2023 By Sun Trust F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On May 25, 2023, 2,536 shares of common stock of Cathay General Bancorp were transferred from direct ownership to the Sun Trust as indirect ownership, without the payment of any consideration.