Jeffrey Yeh - 18 Jan 2023 Form 4/A Insider Report for RBB Bancorp (RBB)

Role
EVP
Signature
/s/ Jeffrey Yeh
Issuer symbol
RBB
Transactions as of
18 Jan 2023
Net transactions value
$0
Form type
4/A
Filing time
22 Jan 2024, 12:02:20 UTC
Date Of Original Report
20 Jan 2023
Previous filing
26 Jan 2022
Next filing
22 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBB Common Stock, No Par Value Options Exercise $0 +675 +1.3% $0.000000 53,530 19 Jan 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBB Restricted Stock Units Options Exercise $0 -675 -33% $0.000000 1,350 19 Jan 2023 Restricted Stock Units 2,025 $0.000000 Direct F1, F3
holding RBB Restricted Stock Units 2,526 18 Jan 2023 Restricted Stock Units 2,526 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 There will be no expiration date once restricted stock units vest.
F2 These restricted stock units vest in three equal annual installments beginning one year after the 01/18/2023 date of grant.
F3 These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.

Remarks:

Correcting #4 in Table 1.