Vincent Liu - 18 Jan 2023 Form 4/A Insider Report for RBB Bancorp (RBB)

Role
EVP
Signature
/s/ Vincent Liu
Issuer symbol
RBB
Transactions as of
18 Jan 2023
Net transactions value
$0
Form type
4/A
Filing time
22 Jan 2024, 11:59:58 UTC
Date Of Original Report
20 Jan 2023
Previous filing
16 Aug 2022
Next filing
22 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBB Common Stock, No Par Value Options Exercise $0 +767 +7.7% $0.000000 10,767 19 Jan 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBB Restricted Stock Units Options Exercise $0 -767 -33% $0.000000 1,534 19 Jan 2023 Restricted Stock Units 2,301 $0.000000 Direct F1, F2
holding RBB Restricted Stock Units 3,611 18 Jan 2023 Restricted Stock Units 3,611 $0.000000 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.
F2 There will be no expiration date once restricted stock units vest.
F3 These restricted stock units vest in three equal annual installments beginning one year after the 01/18/2023 date of grant.

Remarks:

Amended to reflect the correct footnote (3) of 1/18/2023 RSU grant.