Vincent Liu - Jan 18, 2023 Form 4/A Insider Report for RBB Bancorp (RBB)

Role
EVP
Signature
/s/ Vincent Liu
Stock symbol
RBB
Transactions as of
Jan 18, 2023
Transactions value $
$0
Form type
4/A
Date filed
1/22/2024, 11:59 AM
Date Of Original Report
Jan 20, 2023
Previous filing
Aug 16, 2022
Next filing
Jan 22, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBB Common Stock, No Par Value Options Exercise $0 +767 +7.67% $0.00 10.8K Jan 19, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBB Restricted Stock Units Options Exercise $0 -767 -33.33% $0.00 1.53K Jan 19, 2023 Restricted Stock Units 2.3K $0.00 Direct F1, F2
holding RBB Restricted Stock Units 3.61K Jan 18, 2023 Restricted Stock Units 3.61K $0.00 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.
F2 There will be no expiration date once restricted stock units vest.
F3 These restricted stock units vest in three equal annual installments beginning one year after the 01/18/2023 date of grant.

Remarks:

Amended to reflect the correct footnote (3) of 1/18/2023 RSU grant.