James Kao - Jan 18, 2024 Form 4 Insider Report for RBB Bancorp (RBB)

Role
Director
Signature
/s/ James Kao
Stock symbol
RBB
Transactions as of
Jan 18, 2024
Transactions value $
$0
Form type
4
Date filed
1/19/2024, 08:17 PM
Previous filing
Nov 9, 2023
Next filing
Feb 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBB Common Stock, No Par Value Options Exercise $0 +600 +0.13% $0.00 448K Jan 18, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBB Restricted Stock Units Options Exercise $0 -600 -100% $0.00* 0 Jan 18, 2024 Restricted Stock Units 600 $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 There will be no expiration date once restricted stock units vest.
F2 These restricted stock units vest in two installments: 800 on 01/18/2023 and 600 at 01/18/2024.

Remarks:

Dr. James Kao acquired 600 shares, as this is the second and final vesting of the RSUs granted on 1/18/2023.