Key facts
- This page summarizes Eric Stokes's Form 4 filing for NORTHWEST PIPE CO (NWPX).
- 9 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 17 Jan 2024, 17:04.
Eric Stokes - 15 Jan 2024 Form 4 Insider Report for NORTHWEST PIPE CO (NWPX)
- Reporting relationship
- SVP/GM of Engineered SPP
- Issuer ticker
- NWPX
- Reported as of
- 15 Jan 2024
- Net transaction value
- -$29,532
- SEC form
- 4
- Accepted by SEC
- 17 Jan 2024, 17:04:36 UTC
- Prior SEC filing
- 11 Apr 2023
- Next SEC filing
- 01 Apr 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Eric Stokes
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Eric Stokes filed Form 4 for NORTHWEST PIPE CO (NWPX) on 17 Jan 2024.
Change
- Previous filing in this sequence was filed on 11 Apr 2023.
- Current net transaction value: -$29,532.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NWPX
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +579
- Change %
- +3.2%
- Price
- Shares after
- 18,458
- Date
- 15 Jan 2024
- Ownership
- Direct
- Footnotes
- F1
NWPX
transaction
Common Stock
Tax liability
- Transaction value
- $7,441
- Shares
- -258
- Change %
- -1.4%
- Price
- $28.84
- Shares after
- 18,200
- Date
- 15 Jan 2024
- Ownership
- Direct
- Footnotes
- F2
NWPX
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +755
- Change %
- +4.1%
- Price
- Shares after
- 18,955
- Date
- 15 Jan 2024
- Ownership
- Direct
- Footnotes
- F1
NWPX
transaction
Common Stock
Tax liability
- Transaction value
- $9,719
- Shares
- -337
- Change %
- -1.8%
- Price
- $28.84
- Shares after
- 18,618
- Date
- 15 Jan 2024
- Ownership
- Direct
- Footnotes
- F2
NWPX
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +961
- Change %
- +5.2%
- Price
- Shares after
- 19,579
- Date
- 15 Jan 2024
- Ownership
- Direct
- Footnotes
- F1
NWPX
transaction
Common Stock
Tax liability
- Transaction value
- $12,372
- Shares
- -429
- Change %
- -2.2%
- Price
- $28.84
- Shares after
- 19,150
- Date
- 15 Jan 2024
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
NWPX
transaction
Derivative
Restricted Stock
Options Exercise
- Transaction value
- Shares
- -579
- Change %
- -12%
- Price
- Shares after
- 4,391
- Date
- 15 Jan 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 579
- Exercise price
- Footnotes
- F3, F4
NWPX
transaction
Derivative
Restricted Stock
Options Exercise
- Transaction value
- Shares
- -755
- Change %
- -17%
- Price
- Shares after
- 3,636
- Date
- 15 Jan 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 755
- Exercise price
- Footnotes
- F3, F5
NWPX
transaction
Derivative
Restricted Stock
Options Exercise
- Transaction value
- Shares
- -961
- Change %
- -26%
- Price
- Shares after
- 2,675
- Date
- 15 Jan 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 961
- Exercise price
- Footnotes
- F3, F6
NWPX
holding
Derivative
Performance Shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 14,913
- Date
- 15 Jan 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 14,913
- Exercise price
- Footnotes
- F7, F8
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 8 footnotes
Footnote F1
Represents shares acquired pursuant to vesting of Restricted Stock Units.
Footnote F2
Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.
Footnote F3
Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.
Footnote F4
The Restricted Stock Units vest in installments as follows: 1/3 on January 17, 2022, 1/3 on January 16, 2023 and 1/3 on January 15, 2024.
Footnote F5
The Restricted Stock Units vest in installments as follows: 1/3 on January 16, 2023, 1/3 on January 15, 2024 and 1/3 on January 15, 2025.
Footnote F6
The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2024, 1/3 on January 15, 2025 and 1/3 on January 15, 2026.
Footnote F7
Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.
Footnote F8
The Performance Shares vest in installments in March of 2024, 2025 and 2026.