Albert Sun - Jan 1, 2024 Form 3 Insider Report for CATHAY GENERAL BANCORP (CATY)

Role
EVP, Chief Credit Officer
Signature
/s/ Georgia Lo, attorney-in-fact
Stock symbol
CATY
Transactions as of
Jan 1, 2024
Transactions value $
$0
Form type
3
Date filed
1/8/2024, 05:32 PM
Next filing
Jul 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CATY Common Stock 0 Jan 1, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CATY Restricted Stock Units Jan 1, 2024 Common Stock 1.42K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 26, 2023, the Issuer granted to the Reporting Person 1,417 restricted stock units that will vest, in full, on September 25, 2026, or immediately upon the death, disability or retirement of the Reporting Person, or a change in control of the Issuer.
F2 Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.