Benjamin S. Taecker - Dec 29, 2023 Form 4 Insider Report for Aqua Metals, Inc. (AQMS)

Role
Chief Eng and Opr Officer
Signature
/s/ Judd Merrill, by power of attorney
Stock symbol
AQMS
Transactions as of
Dec 29, 2023
Transactions value $
-$42,963
Form type
4
Date filed
1/3/2024, 06:52 PM
Previous filing
Dec 14, 2023
Next filing
May 16, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AQMS Common Stock Award $0 +130K +10.71% $0.00 1.34M Dec 29, 2023 Direct F1, F2
transaction AQMS Common Stock Tax liability -$43K -54.4K -4.05% $0.79 1.29M Jan 2, 2024 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 130,000 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. Each RSU shall entitle its holder to receive one Common Stock of the issuer.
F2 Includes 1,127,879 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.
F3 Represents the number of shares withheld and returned to the plan to cover the tax liability of the January 2, 2024 vesting of a previously reported restricted share grant represented in Table I.
F4 Includes 1,013,750 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.