Robert F. Carney - Jan 2, 2024 Form 4 Insider Report for Sound Financial Bancorp, Inc. (SFBC)

Role
Director
Signature
/s/ Laura Lee Stewart, Attorney-in-Fact
Stock symbol
SFBC
Transactions as of
Jan 2, 2024
Transactions value $
$15,540
Form type
4
Date filed
1/3/2024, 02:59 PM
Previous filing
Nov 14, 2023
Next filing
Jan 30, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SFBC Common Stock Options Exercise $15.5K +925 +13.84% $16.80 7.61K Jan 2, 2024 Direct
holding SFBC Common Stock 3.73K Jan 2, 2024 BY IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SFBC Stock Option (Right to Buy) Options Exercise $0 -925 -100% $0.00* 0 Jan 2, 2024 Common Stock 925 $16.80 Direct F1
holding SFBC Stock Option (Right to Buy) 862 Jan 2, 2024 Common Stock 862 $18.36 Direct F1
holding SFBC Stock Option (Right to Buy) 250 Jan 2, 2024 Common Stock 250 $33.50 Direct F1
holding SFBC Stock Option (Right to Buy) 120 Jan 2, 2024 Common Stock 120 $36.26 Direct F1
holding SFBC Stock Option (Right to Buy) 320 Jan 2, 2024 Common Stock 320 $42.85 Direct F3
holding SFBC Stock Option Class A Voting Common Stock 300 Jan 2, 2024 Common Stock 300 $32.46 Direct F2
holding SFBC Stock Option (Right to Buy) 320 Jan 2, 2024 Common Stock 320 $40.13 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options are fully exercisable.
F2 Options vest in four equal annual installments beginning on January 27, 2021.
F3 Options vest in four equal annual installments beginning on January 28, 2022.
F4 Options vest in four equal annual installments beginning on January 27, 2023.