MaryJo O'Brien - Dec 27, 2023 Form 4 Insider Report for NV5 Global, Inc. (NVEE)

Signature
/s/ MaryJo OBrien
Stock symbol
NVEE
Transactions as of
Dec 27, 2023
Transactions value $
-$575,000
Form type
4
Date filed
12/29/2023, 07:51 PM
Previous filing
Jul 12, 2023
Next filing
Apr 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NVEE Common Stock Sale -$575K -5K -7.38% $115.00 62.7K Dec 27, 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The shares set forth in Column 4 of this Form 4 reflect shares sold by the reporting person for estate planning purposes.
F2 Adoption date of referenced 10b5-1(c) plan is: 03-14-2023