Alex Ko - Dec 8, 2023 Form 4 Insider Report for RBB Bancorp (RBB)

Role
EVP/Chief Financial Officer
Signature
/s/ Alex Ko
Stock symbol
RBB
Transactions as of
Dec 8, 2023
Transactions value $
-$596,100
Form type
4
Date filed
12/22/2023, 06:42 PM
Previous filing
Mar 6, 2023
Next filing
Mar 27, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBB Options (right to buy) Expiration (or cancellation) of long derivative position with value received -$596K -30K -100% $19.87 0 Dec 8, 2023 Stock Options 30K $19.87 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options vest in five equal installments beginning one year after the 3/01/2023 the grant date.

Remarks:

Following Alex Ko's resignation on 12/8/2023, his unvested 30,000 stock options have been cancelled.