Neil J. Hennessy - Dec 12, 2023 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
CEO, Director, 10%+ Owner
Signature
/s/ Teresa Nilsen, Attorney-in-Fact for Neil J. Hennessy
Stock symbol
HNNA
Transactions as of
Dec 12, 2023
Transactions value $
$46,729
Form type
4
Date filed
12/13/2023, 06:06 PM
Previous filing
Sep 19, 2023
Next filing
Dec 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA HNNA Purchase $46.7K +7.19K +0.35% $6.50 2.07M Dec 12, 2023 By Trust F1, F2
holding HNNA HNNA 5.06K Dec 12, 2023 Direct F3
holding HNNA HNNA 25.1K Dec 12, 2023 By spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price in Column 4 is a weighted average price. The prices actually received ranged from $6.4976 to $6.50. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
F2 Excludes 5,062 shares previously reported as indirectly owned due to an administrative error that are now being reported as directly owned. There was no transaction.
F3 Includes 5,062 shares previously reported as indirectly owned due to an administrative error that are now being reported as directly owned. There was no transaction.