Andrew C. Sagliocca - Dec 10, 2023 Form 4 Insider Report for Esquire Financial Holdings, Inc. (ESQ)

Role
President and CEO, Director
Signature
/s/ Eric S. Bader, pursuant to power of attorney
Stock symbol
ESQ
Transactions as of
Dec 10, 2023
Transactions value $
-$170,408
Form type
4
Date filed
12/12/2023, 01:25 PM
Previous filing
Jan 31, 2023
Next filing
Dec 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESQ Common Stock Tax liability -$170K -3.61K -1.66% $47.27 213K Dec 10, 2023 Direct F1, F2, F3, F4, F5, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ESQ Stock Options 10K Dec 10, 2023 Common Stock 10K $12.50 Direct F7
holding ESQ Stock Options 26.7K Dec 10, 2023 Common Stock 26.7K $12.50 Direct F7
holding ESQ Stock Options 58.3K Dec 10, 2023 Common Stock 58.3K $12.50 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.
F2 Includes shares of restricted stock which vest in three equal annual installments commencing on December 10, 2022.
F3 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.
F4 Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.
F5 Includes shares of restricted stock which vest in three equal annual installments commencing on December 9, 2025.
F6 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2026.
F7 Stock options are fully vested.