Pat Obara - 14 Nov 2023 Form 4 Insider Report for URANIUM ENERGY CORP (UEC)

Role
Chief Financial Officer
Signature
/s/ Pat Obara
Issuer symbol
UEC
Transactions as of
14 Nov 2023
Net transactions value
-$464,629
Form type
4
Filing time
16 Nov 2023, 18:34:28 UTC
Previous filing
02 Aug 2023
Next filing
29 Jul 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UEC Common Stock Options Exercise $141,315 +150,000 +20% $0.9421* 887,755 14 Nov 2023 Direct F1
transaction UEC Common Stock Tax liability $141,318 -23,205 -2.6% $6.09 864,550 14 Nov 2023 Direct F1
transaction UEC Common Stock Tax liability $206,561 -33,918 -3.9% $6.09 830,632 14 Nov 2023 Direct F1
transaction UEC Common Stock Sale $39,130 -6,500 -0.78% $6.02 824,132 14 Nov 2023 Direct
transaction UEC Common Stock Sale $42,210 -7,000 -0.85% $6.03 817,132 14 Nov 2023 Direct
transaction UEC Common Stock Sale $48,400 -8,000 -0.98% $6.05 809,132 14 Nov 2023 Direct
transaction UEC Common Stock Sale $37,905 -6,255 -0.77% $6.06 802,877 14 Nov 2023 Direct
transaction UEC Common Stock Sale $30,350 -5,000 -0.62% $6.07 797,877 14 Nov 2023 Direct
transaction UEC Common Stock Sale $30,450 -5,000 -0.63% $6.09 792,877 14 Nov 2023 Direct
transaction UEC Common Stock Sale $17,320 -2,877 -0.36% $6.02 790,000 16 Nov 2023 Direct
transaction UEC Common Stock Sale $12,300 -2,000 -0.25% $6.15 788,000 16 Nov 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UEC Options Options Exercise -150,000 -46% 175,000 14 Nov 2023 Common Stock 150,000 $0.9421 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 (1) The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 23,205 shares at a fair market value of $6.09 per share being equal to the exercise price, and 33,918 shares to satisfy tax withholding requirements, such that the Reporting Person was issued 92,877 shares.
F2 (2) Granted pursuant to and in accordance with the Company's stock incentive plan.