James E. Sweeney - 08 Nov 2023 Form 4 Insider Report for Sound Financial Bancorp, Inc. (SFBC)

Role
Director
Signature
/s/ Laura Lee Stewart, Attorney-in-Fact
Issuer symbol
SFBC
Transactions as of
08 Nov 2023
Net transactions value
-$89,902
Form type
4
Filing time
08 Nov 2023, 16:31:26 UTC
Previous filing
07 Feb 2023
Next filing
30 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SFBC Common Stock Sale $16,981 -475 -3% $35.75 15,471 08 Nov 2023 Direct
transaction SFBC Common Stock Sale $72,920 -2,025 -13% $36.01 13,446 08 Nov 2023 Direct F5
holding SFBC Common Stock 5,742 08 Nov 2023 Held in 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SFBC Stock Option (Right to Buy) 250 08 Nov 2023 Common Stock 250 $33.50 Direct F1
holding SFBC Stock Option (Right to Buy) 120 08 Nov 2023 Common Stock 120 $36.26 Direct F1
holding SFBC Stock Option (Right to Buy) 300 08 Nov 2023 Common Stock 300 $32.46 Direct F2
holding SFBC Stock Option (Right to Buy) 320 08 Nov 2023 Common Stock 320 $42.85 Direct F3
holding SFBC Stock Option (Right to Buy) 320 08 Nov 2023 Common Stock 320 $40.13 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options are fully exercisable.
F2 Options vest in four equal annual installments beginning on January 27, 2021.
F3 Options vest in four equal annual installments beginning on January 28, 2022.
F4 Options vest in four equal annual installments beginning on January 27, 2023.
F5 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $36.00 to $36.05, inclusive. The reporting person undertakes to provide Sound Financial Bancorp, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote to this Form 4.