James C. DiPaula Jr. - 03 Nov 2023 Form 4 Insider Report for WAVEDANCER, INC. (AIFF)

Role
Director
Signature
/s/ James C. DiPaula, Jr.
Issuer symbol
AIFF
Transactions as of
03 Nov 2023
Net transactions value
$0
Form type
4
Filing time
07 Nov 2023, 16:24:24 UTC
Previous filing
23 Nov 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WAVD Options (Right-to-Buy) Award $0 +5,000 +42% $0.000000 16,856 03 Nov 2023 Common Stock 5,000 $2.03 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Granted pursuant to and in accordance with the WaveDancer 2021 Stock Incentive Plan.
F2 The options become exercisable as to 2,500 Options on October 25, 2024, and 2,500 Options on October 25, 2026.
F3 Includes options for 11,000 shares, and warrants for 5,856 shares of common stock.