G. James Benoit Jr. - 03 Nov 2023 Form 4 Insider Report for WAVEDANCER, INC. (AIFF)

Role
CEO, Director, 10%+ Owner
Signature
/s/ G. James Benoit Jr.
Issuer symbol
AIFF
Transactions as of
03 Nov 2023
Net transactions value
$0
Form type
4
Filing time
07 Nov 2023, 15:46:04 UTC
Previous filing
02 Oct 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WAVD Options (Right-to-Buy) Award $0 +12,500 +5.8% $0.000000 228,833 03 Nov 2023 Common Stock 12,500 $2.03 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Granted pursuant to and in accordance with the WaveDancer 2021 Stock Incentive Plan.
F2 The options become exercisable as to 4,167 Options on October 25, 2024; 4,167 Options on October 25, 2025; and 4,166 Options on October 25,2026.
F3 Includes options for 151,500 shares, and warrants for 77,333 shares of common stock.