Maricarmen Logrono - 30 Oct 2023 Form 3 Insider Report for USCB FINANCIAL HOLDINGS, INC. (USCB)

Signature
/s/ Maricarmen Logrono
Issuer symbol
USCB
Transactions as of
30 Oct 2023
Net transactions value
$0
Form type
3
Filing time
07 Nov 2023, 13:05:30 UTC
Next filing
24 Jan 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding USCB Class A Voting Common Stock 2,926 30 Oct 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding USCB Stock Option-Class A Voting Common Stock 30 Oct 2023 Class A Voting Common Stock 15,000 $12.05 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 2,426 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant which was 3/8/2023.
F2 The stock options vest pro rata at a rate of one-third per year commencing on the first anniversary of the date of grant.
F3 The stock options remain exercisable until the earlier of (i) 10 years after the date of grant or (ii) three months after the Reporting Person ceases to be employed by the Issuer.