C. James Shockley Jr. - 02 May 2023 Form 4/A - Amendment Insider Report for RGC RESOURCES INC (RGCO)

Role: VP & COO
Signature: /s/ C. James Shockley, Jr.
Issuer symbol: RGCO
Transactions as of: 02 May 2023
Net transactions value: +$43,200
Form type: 4/A - Amendment
Filing time: 02 Nov 2023, 11:05:36 UTC
Date Of Original Report: 04 May 2023
Previous filing: 03 Nov 2022
Next filing: 02 Nov 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	RGCO	Common Stock	Options Exercise	$43,200	+3,000	+15%	$14.40	23,006	02 May 2023	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership
transaction	RGCO	Employee Stock Options	Options Exercise	$0	-3,000	-100%	$0.000000^*	0	02 May 2023	Common Stock	3,000	$14.40	Direct
holding	RGCO	Employee Stock Options						4,500	02 May 2023	Common Stock	0	$14.15	Direct
holding	RGCO	Employee Stock Options						4,500	02 May 2023	Common Stock	0	$16.37	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Exercise of options granted 12/4/2014.
F2	Total includes 7.324 shares purchased 11/01/2022 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan and 106.952 restricted shares purchased 11/01/2022 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan. Also includes 71.723 shares purchased 02/01/2023 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan and 91.518 restricted shares purchased 02/01/2023 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan. Also includes 89.542 shares purchased 05/01/2023 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan and 114.254 restricted shares purchased 05/01/2023 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

Content

Exercise of options granted 12/4/2014.

Total includes 7.324 shares purchased 11/01/2022 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan and 106.952 restricted shares purchased 11/01/2022 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan. Also includes 71.723 shares purchased 02/01/2023 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan and 91.518 restricted shares purchased 02/01/2023 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan. Also includes 89.542 shares purchased 05/01/2023 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan and 114.254 restricted shares purchased 05/01/2023 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.