Richard J. O'Neil Jr. - 31 Oct 2023 Form 4 Insider Report for ECB Bancorp, Inc. /MD/ (ECBK)

Role: President and CEO, Director
Signature: /s/ Steven T. Lanter, pursuant to power of attoreny
Issuer symbol: ECBK
Transactions as of: 31 Oct 2023
Net transactions value: +$168,498
Form type: 4
Filing time: 01 Nov 2023, 07:34:35 UTC
Previous filing: 18 May 2023
Next filing: 18 Sep 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ECBK	Common Stock	Award	$0	+67,399		$0.000000	67,399	31 Oct 2023	Direct	F1
holding	ECBK	Common Stock						26,105	31 Oct 2023	By IRA
holding	ECBK	Common Stock						15,000	31 Oct 2023	By Roth IRA
holding	ECBK	Common Stock						1,828	31 Oct 2023	By ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ECBK	Stock Options	Award	$168,498				168,498	31 Oct 2023	Common Stock	168,498	$10.12	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares of restricted stock vest at a rate of 20% per year commencing on October 31, 2024.
F2	Stock options vest at a rate of 20% per year commencing on October 31, 2024.