Richard T. Powers - Oct 16, 2023 Form 4 Insider Report for Esquire Financial Holdings, Inc. (ESQ)

Role
Director
Signature
/s/ Eric S. Bader, pursuant to power of attorney
Stock symbol
ESQ
Transactions as of
Oct 16, 2023
Transactions value $
-$17
Form type
4
Date filed
10/17/2023, 05:37 PM
Previous filing
Dec 21, 2022
Next filing
Dec 7, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESQ Common Stock Options Exercise $16K +1.28K +2.19% $12.50 59.5K Oct 16, 2023 Direct F1, F2, F3, F4
transaction ESQ Common Stock Tax liability -$16K -351 -0.59% $45.56 59.2K Oct 16, 2023 Direct F1, F2, F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESQ Stock Options Options Exercise $0 -1.28K -100% $0.00* 0 Oct 16, 2023 Common Stock 1.28K $12.50 Direct F5
holding ESQ Stock Options 1.5K Oct 16, 2023 Common Stock 1.5K $19.25 Direct F5
holding ESQ Stock Options 1.5K Oct 16, 2023 Common Stock 1.5K $24.90 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.
F2 Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.
F3 Includes shares of restricted stock which vest in three equal annual installments commencing on December 9, 2025.
F4 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2026.
F5 Stock options are fully vested.