Powers Richard T. - 16 Oct 2023 Form 4 Insider Report for Esquire Financial Holdings, Inc. (ESQ)

Role
Director
Signature
/s/ Eric S. Bader, pursuant to power of attorney
Issuer symbol
ESQ
Transactions as of
16 Oct 2023
Net transactions value
-$16.56
Form type
4
Filing time
17 Oct 2023, 17:37:24 UTC
Previous filing
21 Dec 2022
Next filing
07 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESQ Common Stock Options Exercise $15,975 +1,278 +2.2% $12.50 59,528 16 Oct 2023 Direct F1, F2, F3, F4
transaction ESQ Common Stock Tax liability $15,992 -351 -0.59% $45.56 59,177 16 Oct 2023 Direct F1, F2, F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESQ Stock Options Options Exercise $0 -1,278 -100% $0.000000* 0 16 Oct 2023 Common Stock 1,278 $12.50 Direct F5
holding ESQ Stock Options 1,500 16 Oct 2023 Common Stock 1,500 $19.25 Direct F5
holding ESQ Stock Options 1,500 16 Oct 2023 Common Stock 1,500 $24.90 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.
F2 Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.
F3 Includes shares of restricted stock which vest in three equal annual installments commencing on December 9, 2025.
F4 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2026.
F5 Stock options are fully vested.