Michael J. Rispoli - 13 Oct 2023 Form 4 Insider Report for NEWMARK GROUP, INC. (NMRK)

Reporting relationship: Chief Financial Officer
Issuer ticker: NMRK
Reported as of: 13 Oct 2023
Net transaction value: $0
SEC form: 4
Accepted by SEC: 17 Oct 2023, 16:10:18 UTC
Prior SEC filing: 03 Oct 2023
Next SEC filing: 15 Mar 2024
Source filing: View source filing
Reporting owner signature: /s/ Michael J. Rispoli

Key filing fact

Michael J. Rispoli filed Form 4 for NEWMARK GROUP, INC. (NMRK) on 17 Oct 2023.

Key facts

This page summarizes Michael J. Rispoli's Form 4 filing for NEWMARK GROUP, INC. (NMRK).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 17 Oct 2023, 16:10.

Change

Previous filing in this sequence was filed on 03 Oct 2023.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

NMRK transaction Derivative

Newmark Holdings Exchangeable Partnership Units

Award

Transaction value
Shares: +6,563
Change %: +32%
Price
Shares after: 27,220
Date: 13 Oct 2023
Ownership: Direct
Underlying class: Class A common stock, par value $0.01 per share
Underlying amount
Exercise price
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Consists of a grant of 6,563 exchange rights with respect to 6,563 previously awarded units ("Holdings Units") of Newmark Holdings, L.P. that were previously non-exchangeable. The total number of exchangeable Holdings Units held by the reporting person also includes 20,657 exchangeable Holdings Units held by the reporting person prior to such grant. Exchangeable Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock at the then-current exchange ratio. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Exchange Act.