Charles Hangen - Sep 30, 2023 Form 4 Insider Report for ESSA Bancorp, Inc. (ESSA)

Role
EVP and Chief Risk Officer
Signature
/s/ Marc P. Levy, pursuant to power of attorney
Stock symbol
ESSA
Transactions as of
Sep 30, 2023
Transactions value $
-$13,854
Form type
4
Date filed
10/3/2023, 05:22 PM
Previous filing
Oct 4, 2022
Next filing
Oct 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESSA Common Stock Tax liability -$13.9K -923 -4% $15.01 22.1K Sep 30, 2023 Direct F2, F3, F4, F5
transaction ESSA Common Stock Award $0 +3.33K +15.05% $0.00 25.5K Oct 1, 2023 Direct F2, F3, F4, F5, F6
holding ESSA Common Stock 9.86K Sep 30, 2023 By IRA
holding ESSA Common Stock 5.09K Sep 30, 2023 By Spouse's IRA
holding ESSA Common Stock 8.85K Sep 30, 2023 By ESOP F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
F2 Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2020.
F3 Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2021.
F4 Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2022.
F5 Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2023.
F6 Shares of restricted stock vest at a rate of 25% per year commencing on September 30, 2024.