Robert F. Carney - 28 Sep 2023 Form 4 Insider Report for Sound Financial Bancorp, Inc. (SFBC)

Role
Director
Signature
/s/ Laura Lee Stewart, Attorney-in-Fact
Issuer symbol
SFBC
Transactions as of
28 Sep 2023
Net transactions value
+$16,800
Form type
4
Filing time
29 Sep 2023, 17:51:10 UTC
Previous filing
02 Aug 2023
Next filing
08 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SFBC Common Stock Options Exercise $16,800 +1,000 +15% $16.80 7,684 28 Sep 2023 Direct
holding SFBC Common Stock 3,731 28 Sep 2023 BY IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SFBC Stock Option (Right to Buy) Options Exercise $0 -1,000 -52% $0.000000 925 28 Sep 2023 Common Stock 1,000 $16.80 Direct F1
holding SFBC Stock Option (Right to Buy) 862 28 Sep 2023 Common Stock 862 $18.36 Direct F1
holding SFBC Stock Option (Right to Buy) 250 28 Sep 2023 Common Stock 250 $33.50 Direct F1
holding SFBC Stock Option (Right to Buy) 120 28 Sep 2023 Common Stock 120 $36.26 Direct F1
holding SFBC Stock Option (Right to Buy) 320 28 Sep 2023 Common Stock 320 $42.85 Direct F3
holding SFBC Stock Option Class A Voting Common Stock 300 28 Sep 2023 Common Stock 300 $32.46 Direct F2
holding SFBC Stock Option (Right to Buy) 320 28 Sep 2023 Common Stock 320 $40.13 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options are fully exercisable.
F2 Options vest in four equal annual installments beginning on January 27, 2021.
F3 Options vest in four equal annual installments beginning on January 28, 2022.
F4 Options vest in four equal annual installments beginning on January 27, 2023.