Key facts
- This page summarizes Daniel G. Libarle's Form 4 filing for HENNESSY ADVISORS INC (HNNA).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 19 Sep 2023, 19:12.
Daniel G. Libarle - 18 Sep 2023 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)
- Reporting relationship
- Advisory Committee Member
- Issuer ticker
- HNNA
- Reported as of
- 18 Sep 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 19 Sep 2023, 19:12:15 UTC
- Prior SEC filing
- 27 Dec 2022
- Next SEC filing
- 14 Dec 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Teresa M. Nilsen, Attorney-in-Fact for Daniel G. Libarle
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Daniel G. Libarle filed Form 4 for HENNESSY ADVISORS INC (HNNA) on 19 Sep 2023.
Change
- Previous filing in this sequence was filed on 27 Dec 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HNNA
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +2,800
- Change %
- +2.7%
- Price
- $0.000000
- Shares after
- 105,700
- Date
- 18 Sep 2023
- Ownership
- By Trust
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Includes 2,800 shares of underlying stock units that will vest 25% per year beginning on September 18, 2024.
Footnote F2
On February 14, 2023, 82,121 shares previously held directly by the reporting person were transferred into the reporting person's trust in a transaction exempt from Section 16 reporting pursuant to Rule 16a-3. At the time of the transfer, the trust already held 8,404 shares but such shares were previously reported as directly owned due to an administrative error and are now being reported as indirectly owned; there was no transaction with respect to such shares. Of the remaining 15,175 shares, (a) 1,312.50 and 3,750 shares were issued upon vesting on August 30, 2023, and September 18, 2023, respectively, pursuant to previously reported award grants and (b) 10,112.50 shares are shares of underlying stock units that have not yet vested.