Brian A. Hennessy - 18 Sep 2023 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
Director
Signature
/s/ Teresa M. Nilsen, Attorney-in-Fact for Brian A. Hennessy
Issuer symbol
HNNA
Transactions as of
18 Sep 2023
Net transactions value
$0
Form type
4
Filing time
19 Sep 2023, 19:09:41 UTC
Previous filing
15 Dec 2022
Next filing
20 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Award $0 +5,600 +2.1% $0.000000 266,321 18 Sep 2023 By Trust F1, F2
holding HNNA Common Stock 12,655 18 Sep 2023 By Spouse's IRA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 5,600 shares of underlying stock units that will vest 25% per year beginning on September 18, 2024.
F2 Includes 260,721 shares previously reported as directly owned due to an administrative error that are now being reported as indirectly owned. There was no transaction.