Brian A. Hennessy - Sep 18, 2023 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
Director
Signature
/s/ Teresa M. Nilsen, Attorney-in-Fact for Brian A. Hennessy
Stock symbol
HNNA
Transactions as of
Sep 18, 2023
Transactions value $
$0
Form type
4
Date filed
9/19/2023, 07:09 PM
Previous filing
Dec 15, 2022
Next filing
Dec 20, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Award $0 +5.6K +2.15% $0.00 266K Sep 18, 2023 By Trust F1, F2
holding HNNA Common Stock 12.7K Sep 18, 2023 By Spouse's IRA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 5,600 shares of underlying stock units that will vest 25% per year beginning on September 18, 2024.
F2 Includes 260,721 shares previously reported as directly owned due to an administrative error that are now being reported as indirectly owned. There was no transaction.