Rodger D. Offenbach - 18 Sep 2023 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
Advisory Committee Member
Signature
/s/ Teresa M. Nilsen, Attorney-in-Fact for Rodger D. Offenbach
Issuer symbol
HNNA
Transactions as of
18 Sep 2023
Net transactions value
$0
Form type
4
Filing time
19 Sep 2023, 18:54:25 UTC
Previous filing
07 Sep 2023
Next filing
19 Sep 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Award $0 +2,800 +2.7% $0.000000 108,373 18 Sep 2023 By Trust F1, F2
holding HNNA Common Stock 8,902 18 Sep 2023 Direct F3
holding HNNA Common Stock 6,370 18 Sep 2023 By Spouse's IRA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 2,800 shares of underlying stock units that will vest 25% per year beginning on September 18, 2024.
F2 Includes 105,573 shares previously reported as directly owned due to an administrative error that are now being reported as indirectly owned. There was no transaction.
F3 The shares previously reported as indirectly owned By IRA are now being reported as directly owned by the reporting person. There was no transaction.