Rodger Offenbach - Sep 18, 2023 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
Advisory Committee Member
Signature
/s/ Teresa M. Nilsen, Attorney-in-Fact for Rodger D. Offenbach
Stock symbol
HNNA
Transactions as of
Sep 18, 2023
Transactions value $
$0
Form type
4
Date filed
9/19/2023, 06:54 PM
Previous filing
Sep 7, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Award $0 +2.8K +2.65% $0.00 108K Sep 18, 2023 By Trust F1, F2
holding HNNA Common Stock 8.9K Sep 18, 2023 Direct F3
holding HNNA Common Stock 6.37K Sep 18, 2023 By Spouse's IRA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 2,800 shares of underlying stock units that will vest 25% per year beginning on September 18, 2024.
F2 Includes 105,573 shares previously reported as directly owned due to an administrative error that are now being reported as indirectly owned. There was no transaction.
F3 The shares previously reported as indirectly owned By IRA are now being reported as directly owned by the reporting person. There was no transaction.