Kathryn Fahy - 18 Sep 2023 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
SVP and CFO
Signature
/s/ Kathryn R. Fahy
Issuer symbol
HNNA
Transactions as of
18 Sep 2023
Net transactions value
-$17,573
Form type
4
Filing time
19 Sep 2023, 18:52:22 UTC
Previous filing
01 Sep 2023
Next filing
19 Sep 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Award $0 +12,500 +19% $0.000000 78,071 18 Sep 2023 Direct F1
transaction HNNA Common Stock Tax liability $17,573 -2,588 -3.3% $6.79 75,483 18 Sep 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 12,500 shares of underlying stock units that will vest 25% per year beginning on September 18, 2024.