Teresa M. Nilsen - 18 Sep 2023 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
President, COO and Secretary, Director
Signature
/s/ Teresa M. Nilsen
Issuer symbol
HNNA
Transactions as of
18 Sep 2023
Net transactions value
-$39,766
Form type
4
Filing time
19 Sep 2023, 18:50:02 UTC
Previous filing
01 Sep 2023
Next filing
21 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Award $0 +19,700 +15% $0.000000 147,262 18 Sep 2023 Direct F1
transaction HNNA Common Stock Tax liability $39,766 -5,856 -4% $6.79 141,406 18 Sep 2023 Direct
holding HNNA Common Stock 23,285 18 Sep 2023 FBO Children
holding HNNA Common Stock 1,518 18 Sep 2023 By Spouse's IRA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 19,700 shares of underlying stock units that will vest 25% per year beginning on September 18, 2024.