Teresa M. Nilsen - Sep 18, 2023 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
President, COO and Secretary, Director
Signature
/s/ Teresa M. Nilsen
Stock symbol
HNNA
Transactions as of
Sep 18, 2023
Transactions value $
-$39,766
Form type
4
Date filed
9/19/2023, 06:50 PM
Previous filing
Sep 1, 2023
Next filing
Dec 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Award $0 +19.7K +15.44% $0.00 147K Sep 18, 2023 Direct F1
transaction HNNA Common Stock Tax liability -$39.8K -5.86K -3.98% $6.79 141K Sep 18, 2023 Direct
holding HNNA Common Stock 23.3K Sep 18, 2023 FBO Children
holding HNNA Common Stock 1.52K Sep 18, 2023 By Spouse's IRA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 19,700 shares of underlying stock units that will vest 25% per year beginning on September 18, 2024.