DANIEL B. STEADMAN - 18 Sep 2023 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
Executive VP, Advisory Committee Member
Signature
/s/ Daniel B. Steadman
Issuer symbol
HNNA
Transactions as of
18 Sep 2023
Net transactions value
-$13,152
Form type
4
Filing time
19 Sep 2023, 18:48:09 UTC
Previous filing
01 Sep 2023
Next filing
18 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Award $0 +9,400 +21% $0.000000 53,465 18 Sep 2023 Direct F1
transaction HNNA Common Stock Tax liability $13,152 -1,937 -3.6% $6.79 51,528 18 Sep 2023 Direct
holding HNNA Common Stock 1,250 18 Sep 2023 By Child
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 9,400 shares of underlying stock units that will vest 25% per year beginning on September 18, 2024.