Daniel B. Steadman - Sep 18, 2023 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
Executive VP, Advisory Committee Member
Signature
/s/ Daniel B. Steadman
Stock symbol
HNNA
Transactions as of
Sep 18, 2023
Transactions value $
-$13,152
Form type
4
Date filed
9/19/2023, 06:48 PM
Previous filing
Sep 1, 2023
Next filing
Dec 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Award $0 +9.4K +21.33% $0.00 53.5K Sep 18, 2023 Direct F1
transaction HNNA Common Stock Tax liability -$13.2K -1.94K -3.62% $6.79 51.5K Sep 18, 2023 Direct
holding HNNA Common Stock 1.25K Sep 18, 2023 By Child
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 9,400 shares of underlying stock units that will vest 25% per year beginning on September 18, 2024.