Jeffrey V. Poulton - Sep 15, 2023 Form 4 Insider Report for CervoMed Inc. (DFFN)

Role
Director
Signature
/s/ William R. Elder, attorney-in-fact for the Reporting Person
Stock symbol
DFFN
Transactions as of
Sep 15, 2023
Transactions value $
$0
Form type
4
Date filed
9/15/2023, 06:52 PM
Previous filing
Aug 23, 2023
Next filing
Feb 20, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DFFN Stock Option (Right to Buy) Award $0 +6.45K $0.00 6.45K Sep 15, 2023 Common Stock 6.45K $5.33 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares of common stock underlying the award will vest in 36 equal (or as near equal as possible) monthly installments on the last calendar day of each month over a 36-month period commencing September 30, 2023.