Wendell Chen - Jun 9, 2023 Form 4 Insider Report for RBB Bancorp (RBB)

Role
Former Director
Signature
/s/ Wendell Chen
Stock symbol
RBB
Transactions as of
Jun 9, 2023
Transactions value $
$0
Form type
4
Date filed
9/8/2023, 06:55 PM
Previous filing
Jan 20, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding RBB Common Stock, No Par Value 92.3K Jun 9, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RBB Option (right to buy) 10.3K Jun 9, 2023 Common Stock 10.3K $13.21 Direct F1
holding RBB Option (right to buy) 10K Jun 9, 2023 Common Stock 10K $17.08 Direct F2
holding RBB Option (right to buy) 10K Jun 9, 2023 Common Stock 10K $18.25 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Wendell Chen is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
F2 These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
F3 These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.