Maxwell Simkoff - Sep 6, 2023 Form 4 Insider Report for Doma Holdings, Inc. (DOMA)

Signature
/s/ Christian Ameri, as Attorney-in-Fact for Maxwell Simkoff
Stock symbol
DOMA
Transactions as of
Sep 6, 2023
Transactions value $
-$13,600
Form type
4
Date filed
9/7/2023, 04:17 PM
Previous filing
Aug 4, 2023
Next filing
Oct 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOMA Common stock Sale -$13.6K -2.18K -0.64% $6.25 335K Sep 6, 2023 Direct F1, F2
holding DOMA Common stock 1.8M Sep 6, 2023 The Saslaw-Simkoff Revocable Trust F3
holding DOMA Common stock 28.2K Sep 6, 2023 Maxwell Simkoff 2023 GRAT F4
holding DOMA Common stock 28.2K Sep 6, 2023 Jennifer Saslaw 2023 GRAT F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As previously reported, on June 29, 2022 (the "Date of Grant"), the reporting person was granted restricted stock units ("RSUs") under the Doma Holdings, Inc.'s (the "Company") Omnibus Incentive Plan (the "Plan"), representing the right to receive shares of Company common stock. The grant vests as follows: 1/16th of the total RSUs will vest on each successive Scheduled Vesting Date following the Date of Grant, with a "Scheduled Vesting Date" being September 1, December 1, March 1 and June 1 of the applicable year, provided the reporting person is continuously employed through such date as applicable, with the first 1/16th of the RSUs vesting on September 1, 2022 and the final 1/16th of the RSUs vesting on September 1, 2026. On September 1, 2023, 6,088 shares of such RSUs vested. In connection with this vesting, 2,175 shares were sold on September 6, 2023 to satisfy the reporting person's tax withholding obligations.
F2 The price reported above in Column 4 represents a weighted average sales price. This transaction was executed in multiple trades at prices ranging from $6.18 to $6.34, inclusive. The reporting person hereby undertakes to provide, upon request, to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, full information regarding the number of shares and prices at which the transaction was effected.
F3 These shares are owned directly by The Saslaw-Simkoff Revocable Trust and indirectly by Maxwell Simkoff as trustee of the trust. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.
F4 These shares are owned directly by the Maxwell Simkoff 2023 GRAT. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.
F5 These shares are held for the benefit of the reporting person's wife. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.