Robert W. Duggan - Aug 25, 2023 Form 4 Insider Report for Pulse Biosciences, Inc. (PLSE)

Signature
/s/ Kenneth B. Stratton, as Attorney-in-Fact
Stock symbol
PLSE
Transactions as of
Aug 25, 2023
Transactions value $
$9,919
Form type
4
Date filed
8/28/2023, 08:08 PM
Previous filing
Jul 27, 2023
Next filing
Nov 9, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PLSE Common Stock Options Exercise $9.92K +1.67K +0% $5.95 36.2M Aug 25, 2023 Direct
holding PLSE Common Stock 492K Aug 25, 2023 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PLSE Stock Option (right to buy) Options Exercise $0 -1.67K -10% $0.00 15K Aug 25, 2023 Common Stock 1.67K $5.95 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares are held by Genius Inc., of which the Reporting Person is the sole shareholder.
F2 Pursuant to the Company's Amended and Restated Outside Director Compensation Policy, this option vests on a monthly basis following the Company's last Annual Stockholder Meeting.