Esam Elashmawi - 18 Aug 2023 Form 4 Insider Report for LATTICE SEMICONDUCTOR CORP (LSCC)

Role
SVP, Mktg & Strategy
Signature
/s/ Tracy Feanny, Attorney in Fact For: Esam Elashmawi
Issuer symbol
LSCC
Transactions as of
18 Aug 2023
Net transactions value
-$72,521
Form type
4
Filing time
21 Aug 2023, 16:45:48 UTC
Previous filing
15 Aug 2023
Next filing
15 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LSCC Common Stock Options Exercise $0 +886 +0.47% $0.000000 191,272 18 Aug 2023 Direct F1
transaction LSCC Common Stock Tax liability $38,491 -440 -0.23% $87.48 190,832 18 Aug 2023 Direct F2
transaction LSCC Common Stock Options Exercise $0 +784 +0.41% $0.000000 191,616 19 Aug 2023 Direct F1
transaction LSCC Common Stock Tax liability $34,030 -389 -0.2% $87.48 191,227 19 Aug 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LSCC Restricted Stock Unit (RSU) Options Exercise $0 -886 -2.7% $0.000000 31,734 18 Aug 2023 Common Stock 886 $0.000000 Direct F3, F4, F5
transaction LSCC Restricted Stock Unit (RSU) Options Exercise $0 -784 -2.5% $0.000000 30,950 19 Aug 2023 Common Stock 784 $0.000000 Direct F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units (RSUs) - no purchase price for this transaction.
F2 These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.
F3 Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.
F4 Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.
F5 Not applicable.