James R. Anderson - Aug 16, 2023 Form 4 Insider Report for LATTICE SEMICONDUCTOR CORP (LSCC)

Role
President, CEO, Director
Signature
/s/ Tracy Feanny, Attorney in Fact For: James Robert Anderson
Stock symbol
LSCC
Transactions as of
Aug 16, 2023
Transactions value $
-$3,188,804
Form type
4
Date filed
8/17/2023, 12:03 PM
Previous filing
Aug 15, 2023
Next filing
Aug 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction LSCC Common Stock Options Exercise $330 K +40 K +5.07% $8.24 829 K Aug 16, 2023 Direct
transaction LSCC Common Stock Sale -$3.52 M -40 K -4.83% $87.96 789 K Aug 16, 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LSCC Non-Qualified Stock Option (right to buy) Options Exercise $0 -40 K -15.73% $0.00 214 K Aug 16, 2023 Common Stock 40 K $8.24 Direct

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 08-24-2022.
F2 This transaction was executed in multiple trades at prices ranging from $87.189 to $88.64. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.