Mark Jon Nelson - 14 Aug 2023 Form 4 Insider Report for LATTICE SEMICONDUCTOR CORP (LSCC)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
16 Aug 2023, 12:12:44 UTC
Prior SEC filing
07 Aug 2023
Next SEC filing
22 Aug 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Tracy Feanny, Attorney in Fact For: Mark Jon Nelson

Key filing fact

Mark Jon Nelson filed Form 4 for LATTICE SEMICONDUCTOR CORP (LSCC) on 16 Aug 2023.

Key facts

  • This page summarizes Mark Jon Nelson's Form 4 filing for LATTICE SEMICONDUCTOR CORP (LSCC).
  • 4 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 16 Aug 2023, 12:12.

Change

  • Previous filing in this sequence was filed on 07 Aug 2023.
  • Current net transaction value: -$160,110.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LSCC transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+1,820
Change %
+5.5%
Price
$0.000000
Shares after
34,946
Date
14 Aug 2023
Ownership
Direct
Footnotes
F1
LSCC transaction

Common Stock

Tax liability

Transaction value
$79,762
Shares
-903
Change %
-2.6%
Price
$88.33
Shares after
34,043
Date
14 Aug 2023
Ownership
Direct
Footnotes
F2
LSCC transaction

Common Stock

Sale

Transaction value
$80,348
Shares
-917
Change %
-2.7%
Price
$87.62
Shares after
33,126
Date
15 Aug 2023
Ownership
Direct
Footnotes
F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

LSCC transaction Derivative

Restricted Stock Unit (RSU)

Options Exercise

Transaction value
$0
Shares
-1,820
Change %
-5.4%
Price
$0.000000
Shares after
32,121
Date
14 Aug 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,820
Exercise price
$0.000000
Footnotes
F4, F5, F6
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 6 footnotes

Footnote F1

Restricted Stock Units (RSUs) - no purchase price for this transaction.

Footnote F2

These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Footnote F3

The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 08-18-2022.

Footnote F4

Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

Footnote F5

Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

Footnote F6

Not applicable.

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