James Robert Anderson - Aug 2, 2023 Form 4 Insider Report for LATTICE SEMICONDUCTOR CORP (LSCC)

Signature
/s/ Tracy Feanny, Attorney in Fact For: James Robert Anderson
Stock symbol
LSCC
Transactions as of
Aug 2, 2023
Transactions value $
-$338,112
Form type
4
Date filed
8/3/2023, 02:46 PM
Previous filing
Jun 5, 2023
Next filing
Aug 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LSCC Common Stock Options Exercise $0 +7.04K +0.9% $0.00 790K Aug 2, 2023 Direct F1, F2
transaction LSCC Common Stock Tax liability -$338K -3.71K -0.47% $91.16 786K Aug 2, 2023 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LSCC Restricted Stock Unit (RSU) Options Exercise $0 -7.04K -5.43% $0.00 123K Aug 2, 2023 Common Stock 7.04K $0.00 Direct F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units (RSUs) - no purchase price for this transaction.
F2 The total beneficial ownership of shares includes 389 shares acquired on June 30, 2023 under the Issuer's 2012 Employee Stock Purchase Plan.
F3 These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.
F4 Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.
F5 Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.
F6 Not applicable.