David Kong - 31 Jul 2023 Form 4 Insider Report for URANIUM ENERGY CORP (UEC)

Role
Director
Signature
/s/ DAVID KONG
Issuer symbol
UEC
Transactions as of
31 Jul 2023
Net transactions value
-$7,646
Form type
4
Filing time
02 Aug 2023, 19:18:29 UTC
Previous filing
07 Jul 2023
Next filing
14 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UEC COMMON STOCK Options Exercise +4,606 +3.2% 150,138 31 Jul 2023 Direct F1
transaction UEC COMMON STOCK Tax liability $7,646 -2,303 -1.5% $3.32 147,835 31 Jul 2023 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UEC Restricted Stock Units Options Exercise $0 -4,606 -33% $0.000000 9,213 31 Jul 2023 Common Stock 4,606 Direct F1, F2
transaction UEC Options Award $0 +23,219 +12% $0.000000 213,995 31 Jul 2023 Common Stock 23,219 $3.32 Direct F4, F5
transaction UEC Restricted Stock Units Award $0 +15,385 +167% $0.000000 24,598 31 Jul 2023 Common Stock 15,385 Direct F1, F4, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
F2 This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.
F3 Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of this award.
F4 Granted pursuant to and in accordance with the Issuer's 2023 Stock Incentive Plan.
F5 Options vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant).
F6 The Restricted Stock Units vest in three equal annual installments beginning July 31, 2024. Vested shares will be delivered to the reporting person no later than August 30th of each year.