Johnny Lee - Jul 20, 2023 Form 3 Insider Report for RBB Bancorp (RBB)

Role
Pres / Chief Banking Officer
Signature
/s/ Johnny Lee
Stock symbol
RBB
Transactions as of
Jul 20, 2023
Transactions value $
$0
Form type
3
Date filed
7/28/2023, 06:53 PM
Next filing
Feb 23, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding RBB Common Stock, No Par Value 0 Jul 20, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RBB Restricted Stock Units Jul 20, 2023 Restricted Stock Units 16.5K $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units vest in three equal annual installments beginning one year after the 07/20/2023 date of grant.
F2 There will be no expiration date once restricted stock units vest.

Remarks:

Johnny Lee has no securities beneficially owned. Mr. Lee was granted 16,500 restricted stock units that will vest in three equal annual installments on 07/20/2024, 07/20/2025, and 07/20/2026.