| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DOMA | Common stock | Sale | -$2.22K | -302 | -0.15% | $7.35 | 202K | Jul 21, 2023 | Direct | F1, F2 |
| holding | DOMA | Common stock | 28.2K | Jul 21, 2023 | Maxwell Simkoff 2023 GRAT | F3 | |||||
| holding | DOMA | Common stock | 28.2K | Jul 21, 2023 | Jennifer Saslaw 2023 GRAT | F4 | |||||
| holding | DOMA | Common stock | 1.8M | Jul 21, 2023 | The Saslaw-Simkoff Revocable Trust | F5 |
| Id | Content |
|---|---|
| F1 | As previously reported, the reporting person was granted restricted stock units ("RSUs") under the Doma Holdings, Inc.'s (the "Company") Omnibus Incentive Plan (the "Plan"), representing the right to receive shares of Company common stock in the future. The "Vesting Commencement Date" of the grant was March 31, 2022, and the grant vests as follows: 25% of the RSUs vest on the first anniversary of the Vesting Commencement Date and the remainder vest in 12 consecutive, equal, quarterly installments such that the award is fully vested on the fourth anniversary of the Vesting Commencement Date; provided the reporting person is continuously employed through such date as applicable. On June 30, 2023, 1,255 shares of such RSUs vested. In connection with this vesting, 302 shares were sold on July 21, 2023 to satisfy the reporting person's tax withholding obligations. |
| F2 | The price reported above in Column 4 represents a weighted average sales price. This transaction was executed in multiple trades at prices ranging from $7.01 to $7.79, inclusive. The reporting person hereby undertakes to provide, upon request, to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, full information regarding the number of shares and prices at which the transaction was effected. |
| F3 | These shares are owned directly by the Maxwell Simkoff 2023 GRAT. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. |
| F4 | These shares are held for the benefit of the reporting person's wife. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| F5 | These shares are owned directly by The Saslaw-Simkoff Revocable Trust and indirectly by Maxwell Simkoff as trustee of the trust. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. |
All holdings herein have been adjusted to reflect the Company's reverse stock split effected on June 29, 2023.