Pat Obara - 06 Jul 2023 Form 4 Insider Report for URANIUM ENERGY CORP (UEC)

Role
Chief Financial Officer
Signature
/s/ Pat Obara
Issuer symbol
UEC
Transactions as of
06 Jul 2023
Net transactions value
-$49,756
Form type
4
Filing time
10 Jul 2023, 18:29:17 UTC
Previous filing
24 Aug 2022
Next filing
02 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UEC COMMON STOCK Options Exercise $153,000 +100,000 +15% $1.53 764,277 06 Jul 2023 Direct F1
transaction UEC COMMON STOCK Tax liability $153,001 -45,133 -5.9% $3.39 719,144 06 Jul 2023 Direct F1
transaction UEC COMMON STOCK Tax liability $49,755 -14,677 -2% $3.39 704,467 06 Jul 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UEC OPTIONS Options Exercise -100,000 -24% 325,000 06 Jul 2023 COMMON STOCK 100,000 $1.53 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 45,133 shares at a fair market value of $3.39 per share being equal to the exercise price, and 14,677 shares to satisfy tax withholding requirements, such that the Reporting Person was issued 40,190 shares.
F2 Granted pursuant to and in accordance with the Company's stock incentive plan.