| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HLLY | Common Stock | Small acquisition under Rule 16a-6 | $346 | +99 | +0% | $3.50 | 10,239,893 | 15 Jun 2023 | Direct | F1, F2, F3 |
| transaction | HLLY | Common Stock | Small acquisition under Rule 16a-6 | $3.5 | +1 | +0% | $3.50 | 51,457 | 15 Jun 2023 | By MidOcean Partners V Executive, L.P. | F1, F2, F4 |
| transaction | HLLY | Common Stock | Small acquisition under Rule 16a-6 | $8,009 | +2,289 | +0.02% | $3.50 | 10,242,182 | 16 Jun 2023 | Direct | F1, F2, F3, F5 |
| transaction | HLLY | Common Stock | Small acquisition under Rule 16a-6 | $38.49 | +11 | +0.02% | $3.50 | 51,468 | 16 Jun 2023 | By MidOcean Partners V Executive, L.P. | F1, F2, F4, F5 |
| transaction | HLLY | Common Stock | Small acquisition under Rule 16a-6 | $343 | +98 | +0% | $3.50 | 10,242,280 | 22 Jun 2023 | Direct | F1, F2, F3 |
| transaction | HLLY | Common Stock | Small acquisition under Rule 16a-6 | $3.5 | +1 | +0% | $3.50 | 51,469 | 22 Jun 2023 | By MidOcean Partners V Executive, L.P. | F1, F2, F4 |
| transaction | HLLY | Common Stock | Purchase | $5,572 | +1,592 | +0.02% | $3.50 | 10,243,872 | 26 Jun 2023 | Direct | F1, F3 |
| transaction | HLLY | Common Stock | Purchase | $28 | +8 | +0.02% | $3.50 | 51,477 | 26 Jun 2023 | By MidOcean Partners V Executive, L.P. | F1, F4 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted March 17, 2023. |
| F2 | Reporting of this acquisition was deferred under Rule 16a-6(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"); however, because of the purchase of shares by the Reporting Persons on June 26, 2023, the reporting of the acquisition is no longer deferred and is being reported on this Form 4 in accordance with Exchange Act Rule 16a-6(b). |
| F3 | MidOcean Partners V, L.P. ("MidOcean Partners") is the record holder of the securities reported. The general partner of MidOcean Partners is MidOcean Associates V, L.P. ("MidOcean Associates"). The general partner of MidOcean Associates is Ultramar Capital, Ltd. ("Ultramar"), which is controlled by James Edward Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. |
| F4 | MidOcean Partners V Executive, L.P. ("MidOcean Executive") is the record holder of the securities reported. The general partner of MidOcean Executive is MidOcean Associates. The general partner of MidOcean Associates is Ultramar, which is controlled by Mr. Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. |
| F5 | This transaction was executed in multiple trades during the day at prices ranging from $3.49 to $3.50, inclusive. The weighted-average price is reported above. The Reporting Persons hereby undertake to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |