Selig Zises - Jun 7, 2023 Form 4 Insider Report for Esquire Financial Holdings, Inc. (ESQ)

Role
Director
Signature
/s/ Eric Bader, pursuant to power of attorney
Stock symbol
ESQ
Transactions as of
Jun 7, 2023
Transactions value $
-$3,028
Form type
4
Date filed
6/13/2023, 06:10 PM
Previous filing
May 22, 2023
Next filing
Aug 23, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESQ Common Stock Options Exercise $28.9K +1.5K +13.95% $19.25 12.3K Jun 7, 2023 Direct F1, F2, F3, F4
transaction ESQ Common Stock Tax liability -$28.9K -641 -5.23% $45.07 11.6K Jun 7, 2023 Direct F1, F2, F3, F4
transaction ESQ Common Stock Options Exercise $37.4K +1.5K +12.92% $24.90 13.1K Jun 7, 2023 Direct F1, F2, F3, F4
transaction ESQ Common Stock Tax liability -$37.4K -829 -6.32% $45.07 12.3K Jun 7, 2023 Direct F1, F2, F3, F4
holding ESQ Common Stock 154K Jun 7, 2023 By Trust
holding ESQ Common Stock 76.5K Jun 7, 2023 By profit sharing plan
holding ESQ Common Stock 25.5K Jun 7, 2023 As trustee for trust
holding ESQ Common Stock 12.6K Jun 7, 2023 By L.P.

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESQ Stock Options Options Exercise -$1.5K $0 Jun 7, 2023 Common Stock 1.5K $19.25 Direct F5
transaction ESQ Stock Options Options Exercise -$1.5K $0 Jun 7, 2023 Common Stock 1.5K $24.90 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.
F2 Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.
F3 Includes shares of restricted stock which vest in three equal annual installments commencing on December 9, 2025.
F4 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2026.
F5 Stock options are fully vested.