Selig Zises - 07 Jun 2023 Form 4 Insider Report for Esquire Financial Holdings, Inc. (ESQ)

Role
Director
Signature
/s/ Eric Bader, pursuant to power of attorney
Issuer symbol
ESQ
Transactions as of
07 Jun 2023
Net transactions value
-$3,028
Form type
4
Filing time
13 Jun 2023, 18:10:50 UTC
Previous filing
22 May 2023
Next filing
23 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESQ Common Stock Options Exercise $28,875 +1,500 +14% $19.25 12,250 07 Jun 2023 Direct F1, F2, F3, F4
transaction ESQ Common Stock Tax liability $28,890 -641 -5.2% $45.07 11,609 07 Jun 2023 Direct F1, F2, F3, F4
transaction ESQ Common Stock Options Exercise $37,350 +1,500 +13% $24.90 13,109 07 Jun 2023 Direct F1, F2, F3, F4
transaction ESQ Common Stock Tax liability $37,363 -829 -6.3% $45.07 12,280 07 Jun 2023 Direct F1, F2, F3, F4
holding ESQ Common Stock 154,033 07 Jun 2023 By Trust
holding ESQ Common Stock 76,501 07 Jun 2023 By profit sharing plan
holding ESQ Common Stock 25,500 07 Jun 2023 As trustee for trust
holding ESQ Common Stock 12,600 07 Jun 2023 By L.P.

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESQ Stock Options Options Exercise $1,500 $0 07 Jun 2023 Common Stock 1,500 $19.25 Direct F5
transaction ESQ Stock Options Options Exercise $1,500 $0 07 Jun 2023 Common Stock 1,500 $24.90 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.
F2 Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.
F3 Includes shares of restricted stock which vest in three equal annual installments commencing on December 9, 2025.
F4 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2026.
F5 Stock options are fully vested.