Key facts
- This page summarizes Richard S. Danforth's Form 4 filing for Genasys Inc. (GNSS).
- 4 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 31 May 2023, 16:20.
Richard S. Danforth - 26 May 2023 Form 4 Insider Report for Genasys Inc. (GNSS)
- Reporting relationship
- CEO
- Issuer ticker
- GNSS
- Reported as of
- 26 May 2023
- Net transaction value
- -$206,675
- SEC form
- 4
- Accepted by SEC
- 31 May 2023, 16:20:09 UTC
- Prior SEC filing
- 11 Oct 2022
- Next SEC filing
- 09 Jun 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Dennis D. Klahn as attorney-in-fact for Richard Danforth
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Richard S. Danforth filed Form 4 for Genasys Inc. (GNSS) on 31 May 2023.
Change
- Previous filing in this sequence was filed on 11 Oct 2022.
- Current net transaction value: -$206,675.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GNSS
transaction
Common stock
Options Exercise
- Transaction value
- $1,565,627
- Shares
- +786,747
- Change %
- +12104%
- Price
- $1.99
- Shares after
- 793,247
- Date
- 26 May 2023
- Ownership
- Direct
GNSS
transaction
Common stock
Tax liability
- Transaction value
- $1,772,301
- Shares
- -639,820
- Change %
- -81%
- Price
- $2.77
- Shares after
- 153,427
- Date
- 26 May 2023
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
GNSS
transaction
Derivative
Stock options
Options Exercise
- Transaction value
- $0
- Shares
- -224,247
- Change %
- -60%
- Price
- $0.000000
- Shares after
- 150,753
- Date
- 26 May 2023
- Ownership
- Direct
- Underlying class
- Common stock
- Underlying amount
- 224,247
- Exercise price
- $1.99
- Footnotes
- F1
GNSS
transaction
Derivative
Stock options
Options Exercise
- Transaction value
- $0
- Shares
- -562,500
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 26 May 2023
- Ownership
- Direct
- Underlying class
- Common stock
- Underlying amount
- 562,500
- Exercise price
- $1.99
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Grant to reporting person on August 1, 2016 of an option to purchase 375,000 shares. The option vested as to 1/3 of the shares on August 1, 2017 and 1/12 of the shares quarterly thereafter until fully vested.
Footnote F2
On August 1, 2016, the reporting person was granted an option to purchase shares of common stock that vested based upon Genasys achieving specified performance targets for its fiscal years ended September 30, 2019 and September 30, 2020. Genasys' performance for fiscal year 2019 resulted in the vesting of options to purchase 187,500 shares and Genasys' performance for fiscal year 2020 resulted in the vesting of options to purchase 375,000 shares.