Adrienne O'Neal - May 25, 2023 Form 4 Insider Report for Planet 13 Holdings Inc. (PLNHF)

Role
Director
Signature
/s/ Adrienne O'Neal
Stock symbol
PLNHF
Transactions as of
May 25, 2023
Transactions value $
$63,192
Form type
4
Date filed
5/26/2023, 02:47 PM
Previous filing
Jan 3, 2022
Next filing
Mar 26, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PLNHF Common Shares Other $0 -139K -100% $0.00* 0 May 25, 2023 Direct F1
transaction PLNHF Common Shares Options Exercise $38.9K +69.5K +50.64% $0.56 207K May 25, 2023 Direct
transaction PLNHF Common Shares Tax liability -$14.7K -26.2K -12.66% $0.56 181K May 25, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PLNHF Restricted Share Units Other $77.8K +139K $0.56 139K May 25, 2023 Common Shares 139K Direct F1, F2, F3
transaction PLNHF Restricted Share Units Options Exercise -$38.9K -69.5K -50% $0.56 69.5K May 25, 2023 Common Shares 69.5K $0.56 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of Restricted Share Units ("RSU"). These RSUs were previously reported on Form 3, Table 1 as Common Shares with the vesting schedule provided in a footnote and are now being transferred from Table 1 to Table 2 on this Form 4 for ease of form preparation.
F2 Each RSU represents the right to receive one Common Share.
F3 The RSUs vest 1/2 on December 1, 2022 and 1/2 on December 1, 2023, subject to continued service through each vesting date.