Adrienne O'Neal - 25 May 2023 Form 4 Insider Report for Planet 13 Holdings Inc. (PLNH)

Role
Director
Signature
/s/ Adrienne O'Neal
Issuer symbol
PLNH
Transactions as of
25 May 2023
Net transactions value
+$63,192
Form type
4
Filing time
26 May 2023, 14:47:05 UTC
Previous filing
03 Jan 2022
Next filing
26 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PLNHF Common Shares Other $0 -138,987 -100% $0.000000* 0 25 May 2023 Direct F1
transaction PLNHF Common Shares Options Exercise $38,923 +69,493 +51% $0.5601 206,709 25 May 2023 Direct
transaction PLNHF Common Shares Tax liability $14,655 -26,165 -13% $0.5601 180,544 25 May 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PLNHF Restricted Share Units Other $77,847 +138,987 $0.5601 138,987 25 May 2023 Common Shares 138,987 Direct F1, F2, F3
transaction PLNHF Restricted Share Units Options Exercise $38,923 -69,493 -50% $0.5601 69,494 25 May 2023 Common Shares 69,493 $0.5601 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of Restricted Share Units ("RSU"). These RSUs were previously reported on Form 3, Table 1 as Common Shares with the vesting schedule provided in a footnote and are now being transferred from Table 1 to Table 2 on this Form 4 for ease of form preparation.
F2 Each RSU represents the right to receive one Common Share.
F3 The RSUs vest 1/2 on December 1, 2022 and 1/2 on December 1, 2023, subject to continued service through each vesting date.