Chris Wren - 25 May 2023 Form 4 Insider Report for Planet 13 Holdings Inc. (PLNH)

Role
VP of Operations
Signature
/s/ Christopher Wren
Issuer symbol
PLNH
Transactions as of
25 May 2023
Net transactions value
-$32,437
Form type
4
Filing time
26 May 2023, 14:41:08 UTC
Previous filing
24 May 2023
Next filing
05 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PLNHF Common Shares Other $0 -313,037 -100% $0.000000* 0 25 May 2023 Direct F1
transaction PLNHF Common Shares Options Exercise $87,666 +156,518 +76% $0.5601 362,744 25 May 2023 Direct
transaction PLNHF Common Shares Tax liability $32,437 -57,913 -16% $0.5601 304,831 25 May 2023 Direct
holding PLNHF Common Shares 4,033,500 25 May 2023 By 4 Degrees Higher LLC

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PLNHF Restricted Share Units Other $0 +313,037 $0.000000 313,037 25 May 2023 Common Shares 313,037 Direct F1, F2, F3
transaction PLNHF Restricted Share Units Options Exercise $87,666 -156,518 -50% $0.5601 156,519 25 May 2023 Common Shares 156,518 $0.5601 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of Restricted Share Units ("RSU"). These RSUs were previously reported on Form 3, Table 1 as Common Shares with the vesting schedule provided in a footnote and are now being transferred from Table 1 to Table 2 on this Form 4 for ease of form preparation.
F2 Each RSU represents the right to receive one Common Share.
F3 The RSUs vest 1/2 on December 1, 2022 and 1/2 on December 1, 2023, subject to continued service through each vesting date.