Tracie Young - 18 Feb 2022 Form 4 Insider Report for REPUBLIC FIRST BANCORP INC

Role
Chief Risk Management Officer
Signature
/s/ Tracie Young
Issuer symbol
N/A
Transactions as of
18 Feb 2022
Net transactions value
-$3,824
Form type
4
Filing time
23 May 2023, 12:54:24 UTC
Previous filing
16 Feb 2022
Next filing
23 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FRBK Common Stock Options Exercise +3,375 +29% 15,062 18 Feb 2022 Direct F1
transaction FRBK Common Stock Options Exercise +3,375 +22% 18,437 18 Feb 2023 Direct F1
transaction FRBK Common Stock Tax liability $2,483 -1,223 -6.6% $2.03 17,214 18 Feb 2023 Direct
transaction FRBK Common Stock Options Exercise +3,750 +22% 20,964 21 Mar 2023 Direct F1
transaction FRBK Common Stock Tax liability $1,341 -1,127 -5.4% $1.19 19,837 21 Mar 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FRBK Restricted Stock Unit Options Exercise $0 -3,375 -25% $0.000000 10,125 18 Feb 2022 Common Stock 3,375 Direct F1, F2
transaction FRBK Restricted Stock Unit Options Exercise $0 -3,375 -33% $0.000000 6,750 18 Feb 2023 Common Stock 3,375 Direct F1, F2
transaction FRBK Restricted Stock Unit Options Exercise $0 -3,750 -25% $0.000000 11,250 21 Mar 2023 Common Stock 3,750 Direct F1, F3
transaction FRBK Restricted Stock Unit Award $0 +45,000 $0.000000 45,000 21 Feb 2023 Common Stock 45,000 Direct F1, F4
holding FRBK Stock Options 3,000 18 Feb 2022 Common Stock 3,000 $3.55 Direct
holding FRBK Stock Options 6,000 18 Feb 2022 Common Stock 6,000 $3.99 Direct
holding FRBK Stock Options 25,000 18 Feb 2022 Common Stock 25,000 $8.00 Direct
holding FRBK Stock Options 30,000 18 Feb 2022 Common Stock 30,000 $8.40 Direct
holding FRBK Stock Options 40,000 18 Feb 2022 Common Stock 40,000 $6.60 Direct
holding FRBK Stock Options 40,000 18 Feb 2022 Common Stock 40,000 $3.01 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock or cash upon vesting at the election of the Issuer.
F2 Restricted stock units vest at a rate of 25% per year commencing February 18, 2022.
F3 Restricted stock units vest at a rate of 25% per year commencing March 21, 2023.
F4 Restricted stock units vest at a rate of 25% per year commencing February 21, 2024.